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  Leadership Team
Jack Miller
President & Chief Financial Officer
  Mr. Miller is President & Chief Financial Officer (CFO) of Fiduciary Counselors Inc. He has over twenty-five years experience working with employee pension and savings plans as a plan sponsor and consultant. Mr. Miller was Treasurer of Fiduciary Counselors when it was incorporated in 1999, as well as Senior Vice President and CFO of Actuarial Sciences Associates (ASA) where he had responsibility for the consulting company’s finance and planning functions and served as a senior advisor to clients on investment-related engagements. Click here for more.
J. Stephen Caflisch
General Counsel
  Mr. Caflisch is Deputy General Counsel of Fiduciary Counselors Inc. He has more than twenty years of experience in employee benefits. Mr. Caflisch advises Fiduciary Counselors on all aspects of its work. He is a member of the company’s Litigation Committee and Benefits Committee, and has taken a leading role in engagements involving stable value funds, review of settlements for compliance with Department of Labor Prohibited Transaction Exemption 2003-39, filing claims on behalf of plans in securities settlements, and allocating the proceeds of securities claims. Click here for more.
Laura Rosenberg
Senior Vice President, Finance
  Ms. Rosenberg is Senior Vice President, Finance of Fiduciary Counselors Inc. She has more than twenty-five years of experience in corporate finance and pensions, with a concentration in corporate restructurings, workout, and bankruptcies. Ms. Rosenberg has served as a senior executive of Fiduciary Counselors Inc. since 2004. She is a member of the company’s Investment Committee and has served as the lead consultant on numerous client engagements including those related to company stock funds, prohibited transaction exemptions, performing and nonperforming real estate investments, and mergers & acquisitions of closely held companies. She also leads the firm’s valuation practice. Click here for more.
Mary Ann Arlt
Senior Vice President, Plan Administration

Ms. Arlt has over twenty-five years of experience as an attorney and plan operations leader specializing in ERISA (the Employee Retirement Income Security Act) matters. She joined Fiduciary Counselors Inc. as Senior Vice President, Plan Administration in 2009. Ms. Arlt leads the firm's engagements in administering plans that require an independent administrator. Click here for more.

Caroline Klam
Senior Vice President & Chief Operating Officer
  Ms. Klam is Senior Vice President & Chief Operating Officer of Fiduciary Counselors Inc. She has twenty years experience in business development, organizational design and performance, strategic and tactical planning, and creating and leading high performance teams. Ms. Klam was the Vice President and Chief Operating Officer for LXR, Inc., a biotech start-up working in the area of stem cell technology and storage. She recruited and built a team of scientists and administrators and led the development and implementation of Standard Operating Procedure, Safety and Quality systems in a highly regulated manufacturing environment. Click here for more.
Kathy Griswold
  Director of Investments
Ms. Griswold has over twenty-five years experience in institutional investments. She has served the institutional community both as a corporate pension officer and an independent consultant. In the role of independent consultant, she was actively involved in due diligence and fiduciary review of mutual fund mergers; design, implementation and monitoring of timber portfolios; fixed income and equity manager searches, private equity investments and analysis of charitable gift annuity programs on behalf of non-profit organizations. Click here for more
  Thomas O'Connor  
  Controller and Associate General Counsel  

Thomas O'Connor is Fiduciary Counselors' Associate General Counsel and also serves as the company's Controller, a position he has held since joining the firm in 2007. He has participated in all aspects of the Litigation Committee's assignments since that time. In addition to being a certified public accountant, Mr. O'Connor's primary background is in taxation with an emphasis in employee benefits law. Click here for more

  Ivan Strasfeld  
  Senior Advisor  

Currently, Mr. Strasfeld serves as an ERISA Regulatory Consultant and a Senior Advisor to Fiduciary Counselors Inc. He was the Former Director, Office of Exemption Determinations, Employee Benefits Security Administration. Click here for more

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Fiduciary Counselors Inc.
700 12th Street NW, Suite 700   |   Washington, DC 20005   |   Telephone: 202.558.5130   |   Fax: 202.558.5140

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